Securities Exchange Act

Results: 28007



#Item
691Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial economics / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / United States securities law / Financial regulation / Government

#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DCDuplicate copies of these records may be maintained by SEC Regional and District

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Source URL: edgar.sec.gov

Language: English - Date: 2007-08-24 13:10:35
692Economics / United Kingdom company law / Business / Dividend / Public limited company / Common stock / Stock / Companies Act / Share repurchase / Stock market / Corporate finance / Equity securities

22 November 2013 BRITISH SKY BROADCASTING GROUP PLC (the ‘Company’) Annual General Meeting At the Annual General Meeting of the Company held today at the Edinburgh International Conference Centre, The Exchange, Edinb

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Source URL: corporate.sky.com

Language: English
693Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:36:14
694Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Derivative / Securities Act / Financial regulation / Financial economics / United States securities law

Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-11 17:13:17
695Financial system / Registered Investment Advisor / Securities Industry and Financial Markets Association / Broker-dealer / Investment Advisor / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Broker / Financial economics / Finance / Financial markets

Division of Trading and Markets No-Action Letter: SIFMA

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Source URL: www.sec.gov

Language: English - Date: 2013-01-11 10:59:43
696Financial markets / Finance / Economy of the United States / United States Securities and Exchange Commission / Initial public offering / Securities Exchange Act / Electronic trading / NASDAQ / Bid–offer spread / Stock market / Financial economics / Investment

Report to Congress on Decimalization

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Source URL: edgar.sec.gov

Language: English - Date: 2012-07-20 15:17:30
697Investment / Economics / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Form 4 / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock market / Financial economics / SEC filings

ALEXANDERS INC Reported by WIGHT RUSSELL B JR FORM 4

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Source URL: www.alx-inc.com

Language: English
698Securities Act / Financial regulation / Law / Government / Corporate crime / U.S. Securities and Exchange Commission / Administrative law judge

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 6, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 15:33:42
699New York City / Self-regulatory organizations / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / American Stock Exchange / New York Stock Exchange / Security / Stock market / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-03-30 14:03:12
700Financial system / Chicago Board Options Exchange / Options Clearing Corporation / Option / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 12, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-05-12 17:07:22
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